First Sentier Investors (UK) Funds Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Finsbury Circus House15 Finsbury CircusLondonEC2M 7EBUNITED KINGDOM- Phone
- +4402073326500
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Complaints Contact
Finsbury Circus House15 Finsbury CircusLondonEC2M 7EBUNITED KINGDOM- Phone
- +442073326593
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rupert Thomas Devere Welchman
IRN RTW01008
- CF30 Customer (11 Dec 2008 to 27 Oct 2010)
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Ruta Noreika
IRN RXN01054
- CF30 Customer (1 Nov 2007 to 8 Oct 2012)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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Ryan William Mitchell
IRN RWM01124
- 16. Safeguarding and administering investments or holding client money
- 17. Administrative functions in relation to managing investments
- [FCA CF] Manager of certification employee (since 8 Oct 2025)
- SMF3 Executive Director (since 6 Aug 2025)
- [FCA CF] Material risk taker (since 15 Sep 2022)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (15 Sep 2022 to 17 Nov 2023)
- [FCA CF] Significant management (15 Sep 2022 to 29 Jan 2025)
- CF10a CASS Oversight function (21 Dec 2016 to 8 Dec 2019)
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SARAH GRACE COLE
IRN SJD01295
- CF30 Customer (1 May 2018 to 8 Dec 2019)
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Sam Roberts
IRN SXR00621
- [FCA CF] Manager of certification employee (15 Feb 2024 to 18 Jul 2024)
- [FCA CF] Client dealing (23 Nov 2022 to 18 Jul 2024)
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Samuel George Adams
IRN SXA01062
- [FCA CF] Client dealing (27 Jan 2025 to 16 Feb 2026)
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Sarojini Ramachandran
IRN SXR01682
- [FCA CF] Client dealing (22 Jun 2022 to 7 Oct 2022)
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Scott Melville McNab
IRN SXM01823
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Oct 2004 to 31 Oct 2007)
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Scott Robert Allen
IRN SXA00270
- [FCA CF] Material risk taker (9 Dec 2019 to 9 Feb 2023)
- [FCA CF] Significant management (9 Dec 2019 to 9 Feb 2023)
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Sean Howard Walford
IRN SXW01091
- [FCA CF] Material risk taker (since 23 Feb 2026)
- [FCA CF] Significant management (since 23 Feb 2026)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
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Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
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Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.