Ryan William Mitchell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) Funds Limited

    FRN 143359

    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Manager of certification employee (since 8 Oct 2025)
    • SMF3 Executive Director (since 6 Aug 2025)
    • [FCA CF] Material risk taker (since 15 Sep 2022)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (15 Sep 2022 to 17 Nov 2023)
    • [FCA CF] Significant management (15 Sep 2022 to 29 Jan 2025)
    • CF10a CASS Oversight function (21 Dec 2016 to 8 Dec 2019)
  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • [FCA CF] Manager of certification employee (15 Sep 2022 to 17 Nov 2023)
    • [FCA CF] Material risk taker (15 Sep 2022 to 31 May 2024)
    • [FCA CF] Significant management (15 Sep 2022 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • [FCA CF] Manager of certification employee (15 Sep 2022 to 17 Nov 2023)
    • [FCA CF] Material risk taker (15 Sep 2022 to 31 May 2024)
    • [FCA CF] Significant management (15 Sep 2022 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

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