First Sentier Investors (UK) Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Shabnam Niaz
IRN SXN01799
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (21 Mar 2018 to 8 Dec 2019)
Shaun Paul Forster
IRN SPF01050
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (28 Jul 2005 to 31 Oct 2007)
Shayne Daniel Salter
IRN SDS01154
- [FCA CF] Significant management (9 Dec 2019 to 3 Jan 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 3 Jan 2023)
- CF28 Systems and controls (28 Dec 2016 to 8 Dec 2019)
Simon Hinrichsen
IRN SXH02492
- CF30 Customer (20 Apr 2015 to 1 Jun 2019)
Sophie Clare Wastcoat
IRN SXW13341
- CF30 Customer (3 Apr 2019 to 8 Dec 2019)
Stephanie Claire Anthony
IRN SXA01471
- [FCA CF] Client dealing (since 29 Oct 2025)
Stephen Crozier Deane
IRN SCD01098
- CF30 Customer (10 Jan 2013 to 5 Feb 2016)
Stephen Dedalus O'Shea
IRN SDO01008
- CF30 Customer (15 Oct 2008 to 8 Dec 2019)
Stephen Francis Moore
IRN SFM01017
- CF27 Investment Management (1 Dec 2001 to 28 Jun 2002)
Stephen James Nicholson Webster
IRN SJW01191
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Oct 2002)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.