Stephen Dedalus O'Shea

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Sentier Investors International IM Limited
FRN 122512
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (25 Nov 2022 to 26 Nov 2025)
- CF30 Customer (15 Oct 2008 to 8 Dec 2019)
First Sentier Investors (UK) IM Limited (no longer approved here)
FRN 119367
- [FCA CF] Manager of certification employee (25 Nov 2022 to 18 Jan 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2023)
- CF30 Customer (15 Oct 2008 to 8 Dec 2019)
First Sentier Investors (UK) Funds Limited (no longer approved here)
FRN 143359
- CF30 Customer (15 Oct 2008 to 8 Dec 2019)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF30 Customer (1 Nov 2007 to 30 May 2008)
- CF21 Investment Adviser (18 Jan 2002 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.