First Sentier Investors (UK) Funds Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402073326500

  Web

  https://www.firstsentierinvestors.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +442073326593

• Retail Investment Funds

• Private Investment Funds

• Julie Chan Sew-Chu Thomas

  IRN JCT00044

  • CF30 Customer (4 Nov 2011 to 13 Mar 2014)
• June Alison Jessop

  IRN JAJ01055

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Nov 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Nov 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 28 Nov 2022)
  • CF30 Customer (17 Mar 2014 to 14 Nov 2018)
  • CF27 Investment Management (1 Dec 2001 to 1 Nov 2002)
• Kanesh Vallabhdas Lakhani

  IRN KVL01004

  • CF1 Director (6 Feb 2012 to 14 May 2018)
  • CF30 Customer (23 May 2011 to 14 May 2018)
• Karen Majella McGovern

  IRN KXM00246

  • [FCA CF] Material risk taker (9 Dec 2019 to 22 Jul 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 22 Jul 2022)
• Kathryn Turner

  IRN KXT00222

  • [FCA CF] Significant management (since 25 Nov 2022)
  • [FCA CF] Material risk taker (since 25 Nov 2022)
  • [FCA CF] Manager of certification employee (8 Nov 2023 to 25 Jan 2024)
• Katrina Claire Pett

  IRN KXP12862

  • CF30 Customer (21 Mar 2019 to 8 Dec 2019)
• Ken Mitsutani

  IRN KXM00247

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Apr 2023)
• Kerry Johan Thirkell

  IRN KXT13996

  • [FCA CF] Significant management (9 Dec 2019 to 29 Jul 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 29 Jul 2022)
  • CF10 Compliance Oversight (8 Jul 2019 to 4 Nov 2019)
• Kerry Margaret Fraser

  IRN KXF00063

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2023)
• Kerry McCormack

  IRN KXM00245

  • [FCA CF] Manager of certification employee (2 Feb 2025 to 26 Sep 2025)
  • [FCA CF] Significant management (27 Mar 2023 to 26 Sep 2025)
  • [FCA CF] Material risk taker (23 Nov 2022 to 26 Sep 2025)

• The Service Agency Co (no longer appointed)

  FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007

• Colonial Financial Services (UK) Limited (no longer appointed)

  FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000

• Colonial Financial Services (UK) Limited (no longer appointed)

  FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000

• Burns Hammond Estate Agents (no longer appointed)

  FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

No changes recorded yet.