Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2022)
- [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
- CF30 Customer (17 Mar 2014 to 14 Nov 2018)
- CF27 Investment Management (1 Dec 2001 to 1 Nov 2002)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2022)
- [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
- CF30 Customer (17 Mar 2014 to 14 Nov 2018)
- CF27 Investment Management (1 Dec 2001 to 1 Nov 2002)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Nov 2022)
- [FCA CF] Significant management (9 Dec 2019 to 28 Nov 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 28 Nov 2022)
- CF30 Customer (17 Mar 2014 to 14 Nov 2018)
- CF27 Investment Management (1 Dec 2001 to 1 Nov 2002)
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- CF30 Customer (26 Sep 2013 to 14 Feb 2014)
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- CF30 Customer (18 Jul 2011 to 28 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.