Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
    • CF30 Customer (17 Mar 2014 to 14 Nov 2018)
    • CF27 Investment Management (1 Dec 2001 to 1 Nov 2002)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
    • CF30 Customer (17 Mar 2014 to 14 Nov 2018)
    • CF27 Investment Management (1 Dec 2001 to 1 Nov 2002)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Nov 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Nov 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Nov 2022)
    • CF30 Customer (17 Mar 2014 to 14 Nov 2018)
    • CF27 Investment Management (1 Dec 2001 to 1 Nov 2002)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • CF30 Customer (26 Sep 2013 to 14 Feb 2014)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (18 Jul 2011 to 28 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.