Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 23 Feb 2026)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • [FCA CF] Manager of certification employee (2 Feb 2025 to 26 Sep 2025)
    • [FCA CF] Significant management (27 Mar 2023 to 26 Sep 2025)
    • [FCA CF] Material risk taker (23 Nov 2022 to 26 Sep 2025)
  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • [FCA CF] Significant management (27 Mar 2023 to 26 Sep 2025)
    • [FCA CF] Material risk taker (23 Nov 2022 to 26 Sep 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Sep 2024)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • [FCA CF] Significant management (27 Mar 2023 to 26 Sep 2025)
    • [FCA CF] Material risk taker (23 Nov 2022 to 26 Sep 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Sep 2024)

Recent activity

Updates to this individual's record on the FCA register.

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