First Sentier Investors (UK) Funds Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Alan Hathaway
IRN JAH01234
- CF30 Customer (16 Nov 2015 to 3 Dec 2018)
James Andrew Dickson Ferguson
IRN JAF01167
- CF30 Customer (17 Aug 2009 to 31 Mar 2010)
James Andrew Downing
IRN JAD01167
- [FCA CF] Manager of certification employee (since 21 May 2025)
- [FCA CF] Client dealing (since 21 May 2025)
James Braunton Breyley
IRN JBB01091
- CF28 Systems and controls (3 Jan 2013 to 29 Jul 2016)
- CF1 Director (3 Jan 2013 to 29 Jul 2016)
James Bryan Angus Fearon
IRN JXF15798
- CF30 Customer (6 Jun 2019 to 8 Dec 2019)
James William Burns
IRN JWB01116
- CF30 Customer (11 Jun 2014 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 27 Jul 2004)
Jan-Markus May
IRN JXM02949
- CF30 Customer (3 Oct 2011 to 8 Sep 2014)
Jane Philippa Louise Daniel
IRN JPD01118
- [FCA CF] Significant management (since 18 Feb 2025)
- [FCA CF] Manager of certification employee (since 18 Feb 2025)
- [FCA CF] Material risk taker (since 18 Feb 2025)
- SMF3 Executive Director (27 Apr 2023 to 27 Jan 2025)
Janet Irene Carey
IRN JIC01016
- CF1 Director (17 Jan 2011 to 15 Dec 2011)
- CF28 Systems and controls (19 Apr 2010 to 15 Dec 2011)
- CF11 Money Laundering Reporting (19 Apr 2010 to 15 Dec 2011)
- CF10 Compliance Oversight (19 Apr 2010 to 15 Dec 2011)
Jason John Wyndham Mortimer
IRN JJM01311
- CF30 Customer (10 Nov 2014 to 18 May 2017)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.