Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
First Sentier Investors (UK) Funds Limited
FRN 143359
- [FCA CF] Manager of certification employee (since 18 Feb 2025)
- [FCA CF] Material risk taker (since 18 Feb 2025)
- [FCA CF] Significant management (since 18 Feb 2025)
- SMF3 Executive Director (27 Apr 2023 to 27 Jan 2025)
-
First Sentier Investors (UK) IM Limited
FRN 119367
- SMF3 Executive Director (since 27 Apr 2023)
-
- SMF3 Executive Director (since 27 Apr 2023)
-
- SMF3 Executive Director (6 May 2020 to 31 Dec 2022)
- Director of firm who is not a certification employee or a SMF manager (12 Dec 2019 to 6 May 2020)
-
- SIMF4 Chief Risk Function (16 May 2016 to 20 Jul 2017)
-
- CF28 Systems and controls (16 May 2016 to 20 Jul 2017)
-
- CF28 Systems and controls (16 May 2016 to 20 Jul 2017)
-
- CF28 Systems and controls (16 May 2016 to 20 Jul 2017)
-
- CF28 Systems and controls (16 May 2016 to 20 Jul 2017)
-
- CF28 Systems and controls (1 Nov 2007 to 14 Jun 2008)
- CF14 Risk Assessment (5 Sep 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.