James William Burns

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Eurizon SLJ Capital Limited (no longer approved here)
FRN 736926
- Director of firm who is not a certification employee or a SMF manager (15 Jan 2023 to 14 Jan 2026)
First Sentier Investors (UK) IM Limited (no longer approved here)
FRN 119367
- CF30 Customer (11 Jun 2014 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 27 Jul 2004)
First Sentier Investors International IM Limited (no longer approved here)
FRN 122512
- CF30 Customer (11 Jun 2014 to 8 Dec 2019)
- CF1 Director (1 Dec 2001 to 20 Sep 2002)
- CF27 Investment Management (1 Dec 2001 to 27 Jul 2004)
First Sentier Investors (UK) Funds Limited (no longer approved here)
FRN 143359
- CF30 Customer (11 Jun 2014 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 27 Jul 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.