First Sentier Investors (UK) Funds Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jeremy Ashley Baldwin
IRN JAB01191
- CF27 Investment Management (1 Dec 2001 to 7 Dec 2001)
Jeremy Bruce Richardson
IRN JBR01021
- CF30 Customer (15 Dec 2008 to 4 Dec 2013)
Jeremy Ian Blake Campbell
IRN JIC01017
- CF26 Customer Trading (1 Dec 2001 to 26 Oct 2007)
Joanna Christine Kay
IRN JXT00222
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2022)
- [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2022)
Joanna Louise Woods
IRN JXW02557
- CF30 Customer (13 Jul 2016 to 8 Dec 2019)
Joanne Davies
IRN JXD01245
- CF27 Investment Management (1 Dec 2001 to 1 Jan 2002)
Johan Margaret Mackenzie
IRN JXM00563
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
John Alistair Staddon
IRN JAS01164
- CF27 Investment Management (1 Dec 2001 to 17 Nov 2003)
John Bennett
IRN JXB01299
- [FCA CF] Manager of certification employee (since 13 Dec 2024)
- [FCA CF] Client dealing (since 13 Mar 2023)
John David Ewart
IRN JDE01017
- CF27 Investment Management (1 Dec 2001 to 19 Nov 2004)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.