Jeremy Ashley Baldwin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AMERICAN INTERNATIONAL GROUP UK LIMITED
FRN 781109
- SMF18 Other Overall Responsibility (since 14 Jan 2021)
Corebridge Institutional Investments (Europe) Limited (no longer approved here)
FRN 500338
- [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2023)
- CF1 Director (4 Jan 2010 to 23 Apr 2013)
- CF30 Customer (4 Jan 2010 to 8 Dec 2019)
PineBridge Investments Europe Limited (no longer approved here)
FRN 122531
- CF30 Customer (1 Nov 2007 to 4 Jan 2010)
- CF27 Investment Management (22 Jan 2002 to 31 Oct 2007)
First Sentier Investors (UK) IM Limited (no longer approved here)
FRN 119367
- CF27 Investment Management (1 Dec 2001 to 7 Dec 2001)
First Sentier Investors International IM Limited (no longer approved here)
FRN 122512
- CF27 Investment Management (1 Dec 2001 to 7 Dec 2001)
First Sentier Investors (UK) Funds Limited (no longer approved here)
FRN 143359
- CF27 Investment Management (1 Dec 2001 to 7 Dec 2001)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.