First Sentier Investors (UK) Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Dempsey
IRN JXD01929
- CF1 Director (6 Feb 2012 to 18 Jun 2013)
- CF10a CASS Oversight function (1 Oct 2011 to 18 Jun 2013)
- CF28 Systems and controls (28 Jan 2010 to 18 Jun 2013)
John Duncan Gracie
IRN JDG01087
- CF28 Systems and controls (2 Feb 2010 to 16 Apr 2010)
- CF10 Compliance Oversight (29 May 2007 to 16 Apr 2010)
- CF11 Money Laundering Reporting (29 May 2007 to 16 Apr 2010)
John Gerard Owen Harte
IRN JGH01085
- CF16 Significant Mgt (Desgntd Investment Business) (3 Apr 2002 to 3 Apr 2002)
- CF17 Significant Mgt (Other Business Operations) (11 Mar 2002 to 3 Apr 2002)
John Gordon McLanachan
IRN JXM10862
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
- CF30 Customer (25 Jan 2019 to 8 Dec 2019)
John Martin Creet
IRN JMC01129
- CF27 Investment Management (1 Dec 2001 to 31 Jul 2004)
John William Dickinson
IRN JWD01047
- CF10 Compliance Oversight (2 Mar 2004 to 11 Jan 2006)
- CF11 Money Laundering Reporting (2 Mar 2004 to 11 Jan 2006)
Jonathan Francis Harrison
IRN JFH01021
- CF27 Investment Management (1 Oct 2003 to 31 Jul 2004)
Jonathan George Asante
IRN JGA01014
- CF30 Customer (1 Nov 2007 to 15 Oct 2019)
- CF27 Investment Management (22 Nov 2004 to 31 Oct 2007)
Jonathan Kim Sugden
IRN JKS01037
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Jul 2002)
Joseph Anderson
IRN JXA01132
- CF27 Investment Management (1 Dec 2001 to 21 Nov 2003)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.