John Dempsey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cairn Independent Limited (no longer approved here)
FRN 142665
- CF11 Money Laundering Reporting (28 Feb 2018 to 28 Jun 2019)
- CF1 Director (18 Oct 2017 to 28 Jun 2019)
- CF30 Customer (1 Jan 2017 to 28 Jun 2019)
First Sentier Investors (UK) Funds Limited (no longer approved here)
FRN 143359
- CF1 Director (6 Feb 2012 to 18 Jun 2013)
- CF10a CASS Oversight function (1 Oct 2011 to 18 Jun 2013)
- CF28 Systems and controls (28 Jan 2010 to 18 Jun 2013)
First Sentier Investors (UK) IM Limited (no longer approved here)
FRN 119367
- CF28 Systems and controls (28 Jan 2010 to 4 Jul 2013)
First Sentier Investors International IM Limited (no longer approved here)
FRN 122512
- CF28 Systems and controls (28 Jan 2010 to 18 Jun 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.