First Sentier Investors (UK) Funds Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Finsbury Circus House15 Finsbury CircusLondonEC2M 7EBUNITED KINGDOM- Phone
- +4402073326500
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Complaints Contact
Finsbury Circus House15 Finsbury CircusLondonEC2M 7EBUNITED KINGDOM- Phone
- +442073326593
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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George Alexander Pickard
IRN GXP00326
- [FCA CF] Client dealing (7 Sep 2023 to 14 Mar 2025)
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Giles William Starkey
IRN GXS00251
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2020)
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Glen William Finegan
IRN GXF01148
- CF30 Customer (1 Nov 2007 to 1 Nov 2013)
- CF27 Investment Management (1 Oct 2004 to 31 Oct 2007)
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Gokyar Gokce Bulut
IRN GGB01038
- CF30 Customer (7 Oct 2013 to 13 Jan 2015)
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Graeme Philip Douglas Neuff
IRN GXN01056
- CF30 Customer (1 Nov 2007 to 18 Jan 2008)
- CF27 Investment Management (1 Aug 2005 to 31 Oct 2007)
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Graham Alan Fox
IRN GAF01062
- [FCA CF] Client dealing (since 25 Feb 2022)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 10 Feb 2023)
- [FCA CF] Significant management (9 Dec 2019 to 10 Feb 2023)
- CF30 Customer (9 Feb 2009 to 8 Dec 2019)
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Graham John Hay
IRN GJH01070
- CF27 Investment Management (1 Dec 2001 to 2 Dec 2004)
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Graham Laybourn
IRN GXL01115
- CF11 Money Laundering Reporting (1 Dec 2001 to 27 Jun 2003)
- CF10 Compliance Oversight (1 Dec 2001 to 27 Jun 2003)
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Grant Ferguson
IRN GXF01150
- CF10a CASS Oversight function (13 Aug 2013 to 5 Jan 2016)
- CF28 Systems and controls (23 Jul 2013 to 15 Sep 2017)
- CF1 Director (23 Jul 2013 to 15 Oct 2015)
- CF29 Significant management (1 Nov 2007 to 1 Nov 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
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Greg La Peyre
IRN GXL01397
- CF28 Systems and controls (28 Jan 2010 to 27 Dec 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
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Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
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Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.