Grant Ferguson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • CF10a CASS Oversight function (13 Aug 2013 to 5 Jan 2016)
    • CF1 Director (23 Jul 2013 to 15 Oct 2015)
    • CF28 Systems and controls (23 Jul 2013 to 15 Sep 2017)
    • CF29 Significant management (1 Nov 2007 to 1 Nov 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • CF28 Systems and controls (23 Jul 2013 to 15 Sep 2017)
    • CF29 Significant management (1 Nov 2007 to 1 Nov 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • CF28 Systems and controls (23 Jul 2013 to 15 Sep 2017)
    • CF29 Significant management (1 Nov 2007 to 1 Nov 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.