Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Threadneedle Asset Management Limited
FRN 122194
- [FCA CF] Manager of certification employee (since 29 Nov 2023)
- [FCA CF] Material risk taker (since 1 Jan 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
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Columbia Threadneedle Management Limited
FRN 119230
- [FCA CF] Manager of certification employee (since 23 Nov 2023)
- [FCA CF] Client dealing (since 23 Nov 2023)
- [FCA CF] Material risk taker (since 1 Jan 2023)
- CF30 Customer (11 Oct 2018 to 24 Jun 2019)
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- CF30 Customer (11 Oct 2018 to 4 Jun 2019)
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- CF30 Customer (11 Oct 2018 to 4 Jun 2019)
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- CF30 Customer (7 Oct 2013 to 13 Jan 2015)
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- CF30 Customer (7 Oct 2013 to 13 Jan 2015)
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- CF30 Customer (7 Oct 2013 to 13 Jan 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.