Graham Alan Fox

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) IM Limited

    FRN 119367

    • [FCA CF] Client dealing (since 25 Feb 2022)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Feb 2023)
    • CF30 Customer (9 Feb 2009 to 8 Dec 2019)
  • First Sentier Investors International IM Limited

    FRN 122512

    • [FCA CF] Client dealing (since 25 Feb 2022)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Feb 2023)
    • CF30 Customer (9 Feb 2009 to 8 Dec 2019)
  • First Sentier Investors (UK) Funds Limited

    FRN 143359

    • [FCA CF] Client dealing (since 25 Feb 2022)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Feb 2023)
    • CF30 Customer (9 Feb 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.