Finli (G&P) Ltd

Date authorised
1 April 2013
Companies House
02232959
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Trinity House
    Thurston Road
    Northallerton
    North Yorkshire
    DL6 2NA
    UNITED KINGDOM
    Phone
    +441609760960
    Web
    https://www.finli.co.uk

  • Complaints Contact

    Trinity House
    Thurston Road
    Northallerton Business Park
    Northallerton
    North Yorkshire
    DL6 2NA
    UNITED KINGDOM
    Phone
    +441609760960

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · Limited to counselling in connection with Investment advice and advice on buy to let mortgages
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clive Dunn

    IRN CXD00083

    • CF2 Non Executive Director (1 Dec 2001 to 22 Sep 2005)
  • Connah Bradley Douglas Judson

    IRN CXJ00276

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
    • CF30 Customer (since 13 Nov 2025)
  • Craig Ross Annan

    IRN CRA00002

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 May 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
    • CF30 Customer (13 May 2016 to 8 Dec 2019)
  • DANIEL Haley

    IRN DXH02024

    • Appointed representative dealing with clients for which they require qualification (16 Dec 2020 to 17 Dec 2020)
    • CF30 Customer (16 Dec 2020 to 1 Aug 2024)
  • Daniel Albert Aharon

    IRN DXA00160

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2021)
  • Daniel Craig Chappell

    IRN DXC07950

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 13 Nov 2025)
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
  • Daniel Robert Coburn

    IRN DRC01173

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2024)
    • CF30 Customer (since 30 Jan 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Apr 2024)
  • Darren Bedford

    IRN DXB01944

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
    • CF1 Director (AR) (since 13 Nov 2025)
    • CF30 Customer (since 13 Nov 2025)
  • Darren Lance Shur

    IRN DLS01117

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 25 Aug 2022)
    • CF2 Non Executive Director (19 Jun 2019 to 8 Dec 2019)
  • Darren Samuel Smith

    IRN DSS00005

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2024)
    • CF30 Customer (since 7 Feb 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (AR) (7 Feb 2019 to 12 Mar 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.