Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 May 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
    • CF30 Customer (13 May 2016 to 8 Dec 2019)
  • Gale and Phillipson Investment Services Ltd (no longer approved here)

    FRN 431387

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Apr 2024)
    • CF30 Customer (13 Nov 2017 to 8 Dec 2019)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF30 Customer (16 Mar 2015 to 14 Apr 2016)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF21 Investment Adviser (24 Sep 2002 to 17 Aug 2007)
  • Denton Woodhouse Limited (no longer approved here)

    FRN 201800

    • (15)Employed By (1 Dec 2001 to 9 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (15)Employed By at Denton Woodhouse Limited