Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (9 Dec 2019 to 1 May 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
- CF30 Customer (13 May 2016 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Apr 2024)
- CF30 Customer (13 Nov 2017 to 8 Dec 2019)
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- CF30 Customer (16 Mar 2015 to 14 Apr 2016)
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- CF21 Investment Adviser (24 Sep 2002 to 17 Aug 2007)
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- (15)Employed By (1 Dec 2001 to 9 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (15)Employed By at Denton Woodhouse Limited