Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Finli (G&P) Ltd
FRN 142752
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
- CF1 Director (AR) (since 13 Nov 2025)
- CF30 Customer (since 13 Nov 2025)
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Finli (IPWM) Limited
FRN 591331
- (3)Employed By (since 3 Dec 2012)
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- CF1 Director (AR) (10 May 2024 to 4 Dec 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Dec 2025)
- CF30 Customer (3 Dec 2012 to 4 Dec 2025)
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- CF1 Director (AR) (10 May 2024 to 4 Dec 2025)
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- (5)Employed By (11 Mar 2010 to 21 Dec 2012)
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- CF30 Customer (23 Dec 2009 to 21 Dec 2012)
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- (18)Employed By (23 Dec 2009 to 11 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Finli (IPWM) Limited
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controlled function added: (3)Employed By at Finli (IPWM) Limited