Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Finli (G&P) Ltd
FRN 142752
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
- CF30 Customer (since 13 Nov 2025)
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- Appointed representative dealing with clients for which they require qualification (6 Jun 2022 to 4 Dec 2025)
- CF30 Customer (24 May 2022 to 4 Dec 2025)
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- (9)Employed By (24 May 2022 to 1 Apr 2026)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Feb 2021)
- CF30 Customer (6 Nov 2018 to 25 Feb 2021)
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- (12)Employed By (6 Nov 2018 to 25 Feb 2021)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Finli (IPWM) Limited
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controlled function added: (9)Employed By at Finli (IPWM) Limited