Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
    • CF30 Customer (since 13 Nov 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (6 Jun 2022 to 4 Dec 2025)
    • CF30 Customer (24 May 2022 to 4 Dec 2025)
  • Finli (IPWM) Limited (no longer approved here)

    FRN 591331

    • (9)Employed By (24 May 2022 to 1 Apr 2026)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Feb 2021)
    • CF30 Customer (6 Nov 2018 to 25 Feb 2021)
  • KBA FS Limited (no longer approved here)

    FRN 214995

    • (12)Employed By (6 Nov 2018 to 25 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (IPWM) Limited

  2. controlled function added: (9)Employed By at Finli (IPWM) Limited