Darren Samuel Smith

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Financial Limited

    FRN 836465

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 28 Apr 2026)
    • CF30 Customer (since 20 Apr 2026)
  • Finli (G&P) Ltd

    FRN 142752

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2024)
    • [FCA CF] Client dealing (since 9 Apr 2024)
    • CF30 Customer (since 7 Feb 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (AR) (7 Feb 2019 to 12 Mar 2020)
  • Vintage Wealth Management Limited (no longer approved here)

    FRN 593380

    • CF30 Customer (7 Mar 2014 to 21 Feb 2019)
    • CF1 Director (AR) (7 Mar 2014 to 21 Feb 2019)
  • Finli (GPHerts) Ltd (no longer approved here)

    FRN 615821

    • (12)Employed By (7 Mar 2014 to 21 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (GPHerts) Ltd

  2. controlled function added: (12)Employed By at Finli (GPHerts) Ltd