FINANCIAL ADVICE & SERVICES LIMITED

• Principal Place of Business

  Sterling House

  Concept Court

  Shearway Business Park

  Folkestone

  Kent

  CT19 4RG

  UNITED KINGDOM

  Phone

  +441303273273

  Web

  https://www.financial-advice.co.uk

• Complaints Contact

  Sterling House

  Concept Court

  Shearway Business Park

  Folkestone

  Kent

  CT19 4RG

  UNITED KINGDOM

  Phone

  +441303273273

• Buy-to-Let Mortgage Advice

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Steven Edward Purchase

  IRN SEP00007

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2023)
  • CF30 Customer (7 Oct 2016 to 8 Dec 2019)
• Timothy James Elson

  IRN TJE01042

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 13 Nov 2018)
• Tracy Jane Davies

  IRN TJS00025

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 12 Oct 2015)
  • CF30 Customer (26 Jul 2013 to 13 Jan 2015)
• Tracy Jane Furminger

  IRN TJF01036

  • CF30 Customer (16 May 2012 to 23 Sep 2015)
• Trevor Nigel Trett

  IRN TNT00001

  • CF30 Customer (1 Nov 2007 to 10 Dec 2007)
  • CF21 Investment Adviser (22 Jul 2002 to 31 Oct 2007)

• Magee Gammon Financial Planning Ltd

  FRN 506176 · Appointed 1 Sep 2009

• Hythe Ethical (no longer appointed)

  FRN 184482 · Appointed 2 Jul 1997 · Until 19 Mar 2003

• Parmenter Financial Planning (no longer appointed)

  FRN 155036 · Appointed 4 Nov 1992 · Until 19 Mar 2003

No changes recorded yet.