Steven Edward Purchase

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FINANCIAL ADVICE & SERVICES LIMITED (no longer approved here)
FRN 147876
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2023)
- CF30 Customer (7 Oct 2016 to 8 Dec 2019)
Talis Financial Advisers Ltd (no longer approved here)
FRN 150458
- Responsible for Insurance Mediation (13 Jan 2012 to 17 Aug 2016)
- CF11 Money Laundering Reporting (5 Jul 2011 to 17 Aug 2016)
- CF1 Director (29 Mar 2011 to 17 Aug 2016)
- CF10 Compliance Oversight (14 Oct 2010 to 17 Aug 2016)
- CF30 Customer (1 Nov 2007 to 17 Aug 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.