Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Girlings

    FRN 123475

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 27 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 27 Sep 2021)
  • FINANCIAL ADVICE & SERVICES LIMITED (no longer approved here)

    FRN 147876

    • CF30 Customer (16 May 2012 to 23 Sep 2015)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (5 Jan 2009 to 14 May 2012)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (5 Jan 2009 to 14 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.