Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Girlings
FRN 123475
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 27 Sep 2021)
- [FCA CF] Functions requiring qualifications (since 27 Sep 2021)
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- CF30 Customer (16 May 2012 to 23 Sep 2015)
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- CF30 Customer (5 Jan 2009 to 14 May 2012)
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- Employed By (5 Jan 2009 to 14 May 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.