Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 13 Nov 2018)
    • (6)Employed By (since 23 Nov 2018)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (7 Nov 2016 to 12 Oct 2018)
  • TUDOR FINANCIAL OPTIONS LIMITED (no longer approved here)

    FRN 459623

    • CF30 Customer (10 Oct 2014 to 28 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Magee Gammon Financial Planning Ltd

  2. controlled function added: (6)Employed By at Magee Gammon Financial Planning Ltd