FINANCIAL ADVICE & SERVICES LIMITED

• Principal Place of Business

  Sterling House

  Concept Court

  Shearway Business Park

  Folkestone

  Kent

  CT19 4RG

  UNITED KINGDOM

  Phone

  +441303273273

  Web

  https://www.financial-advice.co.uk

• Complaints Contact

  Sterling House

  Concept Court

  Shearway Business Park

  Folkestone

  Kent

  CT19 4RG

  UNITED KINGDOM

  Phone

  +441303273273

• Buy-to-Let Mortgage Advice

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Connolly

  IRN MSC01098

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 8 Oct 2025)
• Neil John Thomson

  IRN NJT00012

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 18 Mar 2013)
• Nicola Michelle Huxtable

  IRN NMH01066

  • CF21 Investment Adviser (1 Oct 2006 to 24 Jul 2007)
• Peter James Verrell

  IRN PJV00007

  • CF30 Customer (1 Nov 2023 to 30 Jun 2025)
  • [FCA CF] Functions requiring qualifications (10 Nov 2021 to 30 Jun 2025)
• Rebecca Leanne Hammett

  IRN RXP01480

  • CF30 Customer (1 Nov 2007 to 1 Dec 2008)
  • CF21 Investment Adviser (15 Aug 2006 to 31 Oct 2007)
• Richard John Longley

  IRN RJL00031

  • CF4 Partner (AR) (1 Dec 2001 to 10 Feb 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2003)
• Robert William Morgan

  IRN RWM00019

  • CF30 Customer (1 Nov 2007 to 16 Dec 2011)
  • CF1 Director (1 Dec 2001 to 28 Feb 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Oct 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Roland George Parry

  IRN RXP00544

  • CF1 Director (AR) (since 1 Nov 2023)
• Ruth Ann Morgan

  IRN RAM00013

  • CF30 Customer (1 Nov 2007 to 16 Dec 2011)
  • Responsible for Insurance Mediation (14 Jan 2005 to 28 Feb 2007)
  • CF1 Director (1 Dec 2001 to 28 Feb 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 Oct 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2006)
• Ryan Alamilla

  IRN RXA00036

  • CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2003)
  • CF4 Partner (AR) (1 Dec 2001 to 10 Feb 2003)

• Magee Gammon Financial Planning Ltd

  FRN 506176 · Appointed 1 Sep 2009

• Hythe Ethical (no longer appointed)

  FRN 184482 · Appointed 2 Jul 1997 · Until 19 Mar 2003

• Parmenter Financial Planning (no longer appointed)

  FRN 155036 · Appointed 4 Nov 1992 · Until 19 Mar 2003

No changes recorded yet.