Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 19 May 2014)
    • CF30 Customer (since 3 Mar 2014)
    • (3)Employed By (since 3 Mar 2014)
  • FINANCIAL ADVICE & SERVICES LIMITED (no longer approved here)

    FRN 147876

    • CF4 Partner (AR) (1 Dec 2001 to 10 Feb 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2003)
  • Hythe Ethical (no longer approved here)

    FRN 184482

    • Employed By (1 Dec 2001 to 19 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at MMP Financial Planning Limited

  2. controlled function added: (3)Employed By at MMP Financial Planning Limited