Neil John Thomson

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINANCIAL ADVICE & SERVICES LIMITED

    FRN 147876

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 18 Mar 2013)
  • Magee Gammon Financial Planning Ltd

    FRN 506176

    • (4)Employed By (since 18 Mar 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 24 Aug 2009)
    • CF21 Investment Adviser (1 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Magee Gammon Financial Planning Ltd

  2. controlled function added: (4)Employed By at Magee Gammon Financial Planning Ltd