Michael Connolly

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINANCIAL ADVICE & SERVICES LIMITED

    FRN 147876

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Oct 2025)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Functions requiring qualifications (22 Apr 2022 to 29 Jul 2025)
    • [FCA CF] Client dealing (22 Apr 2022 to 29 Jul 2025)
    • CF30 Customer (15 Nov 2017 to 8 Dec 2019)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Functions requiring qualifications (1 Sep 2021 to 18 Mar 2022)
    • [FCA CF] Client dealing (1 Sep 2021 to 18 Mar 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (7 Oct 2015 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (23 Jan 2008 to 28 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

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