Financial Advice Centre Limited

• Principal Place of Business

  7 Sansome Place

  Worcester

  Worcestershire

  WR1 1UG

  UNITED KINGDOM

  Phone

  +4401905731864

  Web

  https://www.face-uk.com

• Complaints Contact

  7 Sansome Place

  Worcester

  Worcestershire

  WR1 1UG

  UNITED KINGDOM

  Phone

  +441905731864

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Edward Dalley

  IRN EFD00015

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Significant management (since 2 May 2024)
  • SMF3 Executive Director (since 6 Jan 2024)
  • [FCA CF] Client dealing (since 9 Apr 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Apr 2020)
• Eloise Mae Martin

  IRN EXM00561

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Jan 2026)
  • [FCA CF] Client dealing (since 7 Jan 2026)
• Gary Bayliss

  IRN GXB00113

  • CF30 Customer (1 Nov 2007 to 21 Apr 2009)
  • CF21 Investment Adviser (2 Aug 2006 to 31 Oct 2007)
• George Roberts

  IRN GMR01080

  • SMF3 Executive Director (9 Dec 2019 to 22 Mar 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2021)
  • Responsible for Insurance Distribution (28 Aug 2019 to 22 Mar 2021)
  • CF1 Director (28 Aug 2019 to 8 Dec 2019)
  • Responsibility for MCD Intermediation (28 Aug 2019 to 22 Mar 2021)
• Ian Douglas Jackson

  IRN IXJ00020

  • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
  • CF1 Director (21 Dec 2004 to 1 Apr 2016)
  • CF21 Investment Adviser (21 Dec 2004 to 31 Oct 2007)
• Ian Geoffrey Maltby

  IRN IGM00012

  • CF30 Customer (1 Nov 2007 to 21 Feb 2014)
  • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Mar 2007 to 31 Oct 2007)
• James Alexander Skidmore

  IRN JAS01403

  • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
  • CF22 Investment Adviser (Trainee) (29 Oct 2007 to 31 Oct 2007)
• Jason Neil Walters

  IRN JNW01034

  • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jun 2020)
  • CF11 Money Laundering Reporting (1 Apr 2016 to 8 Dec 2019)
  • CF1 Director (5 Dec 2014 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (5 Jul 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (5 Jul 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (21 Dec 2004 to 31 Oct 2007)
• Julian Haycock

  IRN JMH01301

  • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 May 2021)
  • CF30 Customer (1 Dec 2013 to 8 Dec 2019)
• Katrina Williamson

  IRN KDW01025

  • [FCA CF] Functions requiring qualifications (9 Oct 2020 to 15 Jul 2022)
  • [FCA CF] Client dealing (9 Oct 2020 to 15 Jul 2022)

No changes recorded yet.