Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 27 Jan 2017)
- CF30 Customer (since 10 Apr 2013)
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JRM Wealth Management Ltd
FRN 770145
- (3)Employed By (since 27 Jan 2017)
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- (38)Employed By (10 Apr 2013 to 2 Mar 2017)
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- CF30 Customer (10 Jan 2011 to 7 Mar 2013)
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- CF30 Customer (1 Nov 2007 to 24 Dec 2010)
- CF22 Investment Adviser (Trainee) (29 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at AAGSJP Ltd
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controlled function added: (38)Employed By at AAGSJP Ltd