Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 12 May 2021)
    • CF1 Director (AR) (since 12 May 2021)
    • CF30 Customer (since 12 May 2021)
    • (1)Employed By (since 12 May 2021)
  • Financial Advice Centre Limited (no longer approved here)

    FRN 413317

    • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 May 2021)
    • CF30 Customer (1 Dec 2013 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (4 Dec 2012 to 6 Nov 2013)
  • Johnson Savage Consultancy Ltd (no longer approved here)

    FRN 580388

    • (8)Employed By (4 Dec 2012 to 6 Nov 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (14 Feb 2008 to 30 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.