Jason Neil Walters

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Advice Centre Limited (no longer approved here)

    FRN 413317

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2020)
    • CF11 Money Laundering Reporting (1 Apr 2016 to 8 Dec 2019)
    • CF1 Director (5 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (5 Jul 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.