Financial Advice Centre Limited

• Principal Place of Business

  7 Sansome Place

  Worcester

  Worcestershire

  WR1 1UG

  UNITED KINGDOM

  Phone

  +4401905731864

  Web

  https://www.face-uk.com

• Complaints Contact

  7 Sansome Place

  Worcester

  Worcestershire

  WR1 1UG

  UNITED KINGDOM

  Phone

  +441905731864

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Laureen Marie Jeniec

  IRN LMJ00011

  • CF11 Money Laundering Reporting (21 Dec 2004 to 1 Apr 2008)
  • CF1 Director (21 Dec 2004 to 1 Jun 2010)
• Leon John Jeniec

  IRN LJJ00008

  • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
  • Responsible for Insurance Mediation (14 Jan 2005 to 21 Jun 2016)
  • CF1 Director (21 Dec 2004 to 25 Apr 2017)
  • CF8 Apportionment and Oversight (21 Dec 2004 to 31 Mar 2009)
  • CF21 Investment Adviser (21 Dec 2004 to 31 Oct 2007)
• Louise Susan Grant

  IRN LXG00214

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 11 Apr 2022)
  • [FCA CF] Client dealing (11 Apr 2022 to 8 Jun 2022)
• Malcolm David James

  IRN MDJ00003

  • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
  • CF21 Investment Adviser (22 Jan 2007 to 31 Oct 2007)
• Martin Febery

  IRN MXF01954

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Mar 2022)
  • CF30 Customer (28 Feb 2018 to 8 Dec 2019)
• Mel Alexander Latham

  IRN MXL00603

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 28 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 28 Apr 2025)
• Neil Richard Fleetwood

  IRN NRF00001

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 12 Feb 2021)
• Niamh Byrne

  IRN NXB00097

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Manager of certification employee (since 11 Apr 2022)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 8 Jun 2022)
• Nicola Marie Jameson

  IRN NMJ01019

  • CF30 Customer (5 Oct 2016 to 26 Sep 2017)
• Nina Marie Jeniec

  IRN NMJ01031

  • CF30 Customer (4 Aug 2010 to 19 Nov 2011)

No changes recorded yet.