Financial Advice Centre Limited

• Principal Place of Business

  7 Sansome Place

  Worcester

  Worcestershire

  WR1 1UG

  UNITED KINGDOM

  Phone

  +4401905731864

  Web

  https://www.face-uk.com

• Complaints Contact

  7 Sansome Place

  Worcester

  Worcestershire

  WR1 1UG

  UNITED KINGDOM

  Phone

  +441905731864

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Piers mepsted

  IRN PXM02023

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 20 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Oct 2023)
  • Responsibility for MCD Intermediation (since 8 Apr 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • SMF16 Compliance Oversight (9 Dec 2019 to 22 Nov 2023)
  • Responsible for Insurance Mediation (21 Jun 2016 to 30 Sep 2018)
  • CF1 Director (1 Apr 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Apr 2016 to 8 Dec 2019)
  • CF30 Customer (6 Jan 2012 to 8 Dec 2019)
• Roger Pitt

  IRN RXP00094

  • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
  • CF21 Investment Adviser (27 Jan 2005 to 31 Oct 2007)
• Rosemary Elizabeth Haywood

  IRN REH00039

  • CF11 Money Laundering Reporting (9 Jun 2008 to 1 Apr 2016)
  • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
  • CF1 Director (21 Dec 2004 to 1 Apr 2016)
  • CF21 Investment Adviser (21 Dec 2004 to 31 Oct 2007)
  • CF10 Compliance Oversight (21 Dec 2004 to 1 Apr 2016)
• Simon Ian Jackson

  IRN SIJ00012

  • CF30 Customer (1 Aug 2012 to 5 Feb 2015)
• Stephen Baker

  IRN SJB01490

  • [FCA CF] Functions requiring qualifications (9 Oct 2020 to 15 Jul 2022)
  • [FCA CF] Client dealing (9 Oct 2020 to 15 Jul 2022)
• Stephen Hemming

  IRN SXH00101

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Oct 2020)
  • [FCA CF] Client dealing (since 9 Oct 2020)
• Steven John Gore

  IRN SJG00035

  • [FCA CF] Functions requiring qualifications (9 Nov 2023 to 14 Nov 2025)
  • [FCA CF] Client dealing (9 Nov 2023 to 14 Nov 2025)
• Susan June Stanyer

  IRN SXH00054

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF21 Investment Adviser (2 Feb 2005 to 31 Oct 2007)

No changes recorded yet.