Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Advice Centre Limited (no longer approved here)

    FRN 413317

    • CF11 Money Laundering Reporting (9 Jun 2008 to 1 Apr 2016)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • CF1 Director (21 Dec 2004 to 1 Apr 2016)
    • CF10 Compliance Oversight (21 Dec 2004 to 1 Apr 2016)
    • CF21 Investment Adviser (21 Dec 2004 to 31 Oct 2007)
  • Financial Advice Centre (no longer approved here)

    FRN 190158

    • (7)Employed By (4 Feb 2000 to 1 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.