Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (9 Jun 2008 to 1 Apr 2016)
- CF30 Customer (1 Nov 2007 to 30 Dec 2012)
- CF1 Director (21 Dec 2004 to 1 Apr 2016)
- CF10 Compliance Oversight (21 Dec 2004 to 1 Apr 2016)
- CF21 Investment Adviser (21 Dec 2004 to 31 Oct 2007)
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- (7)Employed By (4 Feb 2000 to 1 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.