Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Nov 2023 to 14 Nov 2025)
- [FCA CF] Client dealing (9 Nov 2023 to 14 Nov 2025)
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- [FCA CF] Functions requiring qualifications (5 Apr 2022 to 8 Nov 2022)
- [FCA CF] Client dealing (5 Apr 2022 to 8 Nov 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Nov 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 8 Nov 2022)
- CF30 Customer (23 Dec 2015 to 8 Dec 2019)
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- CF21 Investment Adviser (6 Mar 2006 to 21 Mar 2006)
- CF1 Director (AR) (6 Mar 2006 to 21 Mar 2006)
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- Employed By (1 Dec 2001 to 21 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.