Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2022)
    • [FCA CF] Client dealing (since 7 Mar 2022)
  • Financial Advice Centre Limited (no longer approved here)

    FRN 413317

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Mar 2022)
    • CF30 Customer (28 Feb 2018 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 May 2016 to 27 Feb 2018)
    • CF1 Director (AR) (19 May 2016 to 27 Feb 2018)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (19 May 2016 to 27 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.