Finalto Trading Limited

Date authorised
4 September 2014
Companies House
08663212
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Broadgate Tower
    11th Floor
    20 Primrose Street
    London
    EC2A 2EW
    UNITED KINGDOM
    Phone
    +4402034057926
    Web
    https://www.finaltotrading.com

  • Complaints Contact

    The Broadgate Tower
    11th Floor
    20 Primrose Street
    London
    EC2A 2EW
    UNITED KINGDOM
    Phone
    +4402034057926

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Mildon

    IRN PXM02828

    • [FCA CF] Material risk taker (1 Jan 2023 to 13 Jun 2024)
    • [FCA CF] Manager of certification employee (5 Jul 2021 to 13 Jun 2024)
    • [FCA CF] CASS oversight function (16 Mar 2021 to 21 Jan 2022)
    • SMF3 Executive Director (22 Jun 2020 to 13 Jun 2024)
  • Peter Romilly

    IRN POR01004

    • CF2 Non Executive Director (23 May 2016 to 24 Apr 2019)
    • CF1 Director (4 Sep 2014 to 23 May 2016)
    • CF30 Customer (4 Sep 2014 to 23 May 2016)
  • Roger Ian Hambury

    IRN RIH01026

    • SMF3 Executive Director (9 Dec 2019 to 19 Mar 2020)
    • CF1 Director (17 Oct 2017 to 8 Dec 2019)
  • Samuel Thomas Steele

    IRN STS01033

    • CF30 Customer (11 Oct 2017 to 8 Dec 2019)
  • Sasha-Meika Dinnal

    IRN SXD12445

    • [FCA CF] Significant management (16 Mar 2021 to 18 Apr 2021)
  • Simon Mark Ormrod

    IRN SMO01043

    • [FCA CF] Significant management (since 10 Mar 2025)
  • Stanislav Bunimovich

    IRN SXB03611

    • Director of firm who is not a certification employee or a SMF manager (19 Dec 2024 to 11 Mar 2025)
    • [FCA CF] Material risk taker (1 Jan 2023 to 19 Dec 2024)
    • SMF3 Executive Director (30 Dec 2021 to 19 Dec 2024)
    • [FCA CF] Significant management (16 Mar 2021 to 19 Dec 2024)
  • Stephen James Bennett Williams

    IRN SJW01435

    • CF1 Director (4 Sep 2014 to 30 Apr 2018)
    • CF3 Chief Executive (4 Sep 2014 to 13 Mar 2018)
    • CF30 Customer (4 Sep 2014 to 30 Apr 2018)
  • Svetlana Sinelnikova

    IRN SXS03176

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Feb 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Feb 2021)
    • CF10 Compliance Oversight (29 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 May 2018 to 8 Dec 2019)
  • Yat Fan Ng

    IRN YXN00033

    • Director of firm who is not a certification employee or a SMF manager (since 25 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.