FIL Wealth Management Limited

Date authorised
1 April 2013
Companies House
06121251
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Beech Gate
    Millfield Lane
    Lower Kingswood
    Tadworth
    Surrey
    KT20 6RP
    UNITED KINGDOM
    Phone
    +440800222550
    Web
    https://www.fidelity.co.uk

  • Complaints Contact

    Beech Gate
    Millfield Lane
    Lower Kingswood
    Tadworth
    Surrey
    KT20 6RP
    UNITED KINGDOM
    Phone
    +448000845054

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Birchall

    IRN NPB01034

    • CF1 Director (1 Apr 2016 to 31 Jul 2019)
  • Nicola Joanne McCabe

    IRN NJM00056

    • CF1 Director (1 Apr 2016 to 31 Dec 2017)
  • Nigel Bryan Holt

    IRN NBH01017

    • CF28 Systems and controls (14 Dec 2009 to 9 Dec 2010)
  • Nigel Graham Nicholson

    IRN NGN00003

    • CF30 Customer (16 Jan 2013 to 13 Mar 2013)
  • Nina Jones

    IRN NXJ00183

    • [FCA CF] Significant management (since 23 Jul 2024)
  • Oyedamola Dare Ojo

    IRN DXO01202

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Jan 2021)
    • [FCA CF] Client dealing (since 18 Jan 2021)
  • Patricia Ann Bolt

    IRN PAB00032

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF21 Investment Adviser (23 May 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (23 May 2007 to 31 Oct 2008)
    • CF10 Compliance Oversight (23 May 2007 to 31 Oct 2008)
    • CF1 Director (23 May 2007 to 31 Oct 2008)
  • Patrick Joseph Shea

    IRN PJS01360

    • CF1 Director (1 Apr 2016 to 3 Nov 2016)
  • Patrick Williams

    IRN PAW01245

    • CF30 Customer (3 Mar 2015 to 23 Sep 2016)
  • Paul Adesina Adigun

    IRN PXA00005

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 11 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 4 Feb 2021)
    • [FCA CF] Client dealing (since 4 Feb 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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