Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Dec 2019 to 11 Apr 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
- CF1 Director (23 Oct 2012 to 31 Jul 2019)
- CF3 Chief Executive (11 Sep 2012 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 20 Aug 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF1 Director (1 Apr 2016 to 31 Jul 2019)
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- CF1 Director (1 Apr 2016 to 31 Jul 2019)
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- CF1 Director (1 Apr 2016 to 8 Dec 2019)
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- CF1 Director (1 Apr 2016 to 31 Jul 2019)
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- CF3 Chief Executive (8 Oct 2012 to 8 Dec 2019)
- CF1 Director (5 Dec 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.