Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FIL Wealth Management Limited
FRN 464968
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 18 Jan 2021)
- [FCA CF] Client dealing (since 18 Jan 2021)
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- CF1 Director (AR) (24 May 2018 to 2 Oct 2020)
- CF30 Customer (24 May 2018 to 2 Oct 2020)
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- CF30 Customer (16 Apr 2014 to 16 Dec 2015)
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- CF30 Customer (4 Dec 2012 to 4 Nov 2013)
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- CF30 Customer (17 Nov 2010 to 28 Sep 2012)
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- CF30 Customer (26 Aug 2008 to 12 Oct 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.