Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Jan 2021)
    • [FCA CF] Client dealing (since 18 Jan 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (24 May 2018 to 2 Oct 2020)
    • CF30 Customer (24 May 2018 to 2 Oct 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (16 Apr 2014 to 16 Dec 2015)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (4 Dec 2012 to 4 Nov 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (17 Nov 2010 to 28 Sep 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (26 Aug 2008 to 12 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.