Patrick Joseph Shea

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Janus Henderson Fund Management UK Limited

    FRN 121859

    • SMF9 Chair of the Governing Body (since 14 Apr 2020)
    • CF2 Non Executive Director (7 Jun 2019 to 8 Dec 2019)
  • FIL Wealth Management Limited (no longer approved here)

    FRN 464968

    • CF1 Director (1 Apr 2016 to 3 Nov 2016)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • CF3 Chief Executive (25 Nov 2013 to 1 Apr 2016)
    • Responsible for Insurance Mediation (2 Aug 2013 to 1 Apr 2016)
    • CF10a CASS Oversight function (16 Dec 2011 to 16 Feb 2015)
    • CF1 Director (26 Mar 2009 to 31 Dec 2018)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF1 Director (10 Oct 2012 to 3 Nov 2016)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF10a CASS Oversight function (16 Dec 2011 to 16 Feb 2015)
    • CF1 Director (20 Jul 2010 to 3 Nov 2016)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF10a CASS Oversight function (16 Dec 2011 to 16 Feb 2015)
    • CF1 Director (30 May 2008 to 3 Nov 2016)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF10a CASS Oversight function (16 Dec 2011 to 16 Feb 2015)
    • CF1 Director (30 May 2008 to 3 Nov 2016)
    • CF29 Significant management (1 Nov 2007 to 14 Nov 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 Feb 2005 to 31 Oct 2007)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • Responsible for Insurance Mediation (30 Sep 2008 to 20 May 2009)
    • CF1 Director (30 Sep 2008 to 14 Jan 2014)
    • CF29 Significant management (1 Nov 2007 to 14 Nov 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.