Federated Hermes (UK) LLP

• Principal Place of Business

  Federated Investors UK LLP

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072928620

  Web

  https://www.federatedhermes.com/us/uk-ucits/home.do

• Complaints Contact

  Federated Investors UK LLP

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +442072928622

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Unit

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  • · Limited to Investment Company with Variable Capital
  • · Limited to authorised unit trust box management.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Michael Lefroy Oulton

  IRN CMO01021

  • CF27 Investment Management
  • CF8 Apportionment and Oversight (22 Nov 2007 to 31 Mar 2009)
  • CF4 Partner (22 Nov 2007 to 3 Jun 2011)
  • CF30 Customer (22 Nov 2007 to 3 Jun 2011)
  • CF3 Chief Executive (22 Nov 2007 to 3 Jun 2011)
• Christopher Patrick McGinley

  IRN CPM01140

  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Jun 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 28 Jun 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 19 Mar 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2021)
  • CF3 Chief Executive (14 Feb 2014 to 8 Dec 2019)
  • CF30 Customer (14 Feb 2014 to 8 Dec 2019)
• Christopher Robert Harvey

  IRN CXH00389

  • [FCA CF] Material risk taker (since 18 Nov 2024)
• Clive Anthony Selman

  IRN CAS01091

  • [FCA CF] Client dealing (23 Sep 2020 to 9 Aug 2023)
  • [FCA CF] Significant management (23 Sep 2020 to 24 Sep 2020)
  • [FCA CF] Material risk taker (23 Sep 2020 to 9 Aug 2023)
  • [FCA CF] Manager of certification employee (23 Sep 2020 to 9 Aug 2023)
• Dalia Kay

  IRN DXK01315

  • CF30 Customer (10 Oct 2013 to 27 Jun 2019)
• David John Coulson

  IRN DJC01260

  • CF4 Partner (22 Nov 2007 to 21 Aug 2008)
• David John George Royds

  IRN DJR01140

  • CF4 Partner (22 Nov 2007 to 13 Apr 2012)
• Deborah Cunningham

  IRN DXC24975

  • SMF27 Partner (since 25 Feb 2020)
• Denis McAuley III

  IRN DXM03127

  • SMF9 Chair of the Governing Body (11 Mar 2020 to 31 Dec 2020)
  • SMF27 Partner (11 Mar 2020 to 31 Dec 2020)
• Dennis Francis Gepp

  IRN DFG01014

  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF27 Investment Management
  • [FCA CF] Material risk taker (8 Jul 2021 to 7 Nov 2024)
  • [FCA CF] Client dealing (8 Jul 2021 to 7 Nov 2024)
  • CF3 Chief Executive (13 Apr 2012 to 8 Dec 2019)
  • CF4 Partner (22 Nov 2007 to 13 Apr 2012)
  • CF30 Customer (22 Nov 2007 to 8 Dec 2019)

No changes recorded yet.