Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Mar 2022)
    • [FCA CF] Client dealing (since 1 Mar 2020)
    • [FCA CF] Manager of certification employee (since 1 Mar 2020)
    • CF30 Customer (10 Jul 2012 to 8 Dec 2019)
  • Federated Hermes (UK) LLP (no longer approved here)

    FRN 469674

    • [FCA CF] Material risk taker (23 Sep 2020 to 9 Aug 2023)
    • [FCA CF] Significant management (23 Sep 2020 to 24 Sep 2020)
    • [FCA CF] Client dealing (23 Sep 2020 to 9 Aug 2023)
    • [FCA CF] Manager of certification employee (23 Sep 2020 to 9 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.