Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hermes Investment Management Ltd
FRN 150000
- [FCA CF] Material risk taker (since 1 Mar 2022)
- [FCA CF] Client dealing (since 1 Mar 2020)
- [FCA CF] Manager of certification employee (since 1 Mar 2020)
- CF30 Customer (10 Jul 2012 to 8 Dec 2019)
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- [FCA CF] Material risk taker (23 Sep 2020 to 9 Aug 2023)
- [FCA CF] Significant management (23 Sep 2020 to 24 Sep 2020)
- [FCA CF] Client dealing (23 Sep 2020 to 9 Aug 2023)
- [FCA CF] Manager of certification employee (23 Sep 2020 to 9 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.