Federated Hermes (UK) LLP

• Principal Place of Business

  Federated Investors UK LLP

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072928620

  Web

  https://www.federatedhermes.com/us/uk-ucits/home.do

• Complaints Contact

  Federated Investors UK LLP

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +442072928622

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Unit

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  • · Limited to Investment Company with Variable Capital
  • · Limited to authorised unit trust box management.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dolores Dudiak

  IRN DXD00368

  • [FCA CF] Material risk taker (since 17 Oct 2023)
• Gary John Skedge

  IRN GJS01139

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Dec 2007 to 8 Dec 2019)
• Gavin James Haywood

  IRN GJH01090

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Sep 2022)
  • CF4 Partner (6 Sep 2011 to 13 Apr 2012)
  • CF30 Customer (13 Mar 2009 to 8 Dec 2019)
• Gordon Joseph Ceresino

  IRN GJC01187

  • SMF27 Partner (16 Mar 2020 to 31 Dec 2022)
• Gregory Dulski

  IRN GXD25213

  • SMF9 Chair of the Governing Body (since 7 Dec 2020)
  • SMF27 Partner (since 25 Feb 2020)
• Henry Gerald Buckmaster

  IRN HGB01022

  • CF21 Investment Adviser
  • CF4 Partner (22 Nov 2007 to 13 Apr 2012)
  • CF30 Customer (22 Nov 2007 to 23 Aug 2019)
• Ian Marshall Kennedy

  IRN IMK01013

  • SMF27 Partner (30 Jan 2023 to 23 Oct 2024)
• James Craigen

  IRN JEC01116

  • CF30 Customer (13 Apr 2010 to 15 Jun 2010)
• JingJing Pan

  IRN JXP01135

  • [FCA CF] Client dealing (since 17 Jun 2025)
• Joanne Bernice Bartell

  IRN JBB01101

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (22 Feb 2016 to 8 Dec 2019)

No changes recorded yet.