Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Federated Hermes (UK) LLP (no longer approved here)

    FRN 469674

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Sep 2022)
    • CF4 Partner (6 Sep 2011 to 13 Apr 2012)
    • CF30 Customer (13 Mar 2009 to 8 Dec 2019)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF1 Director (12 Apr 2005 to 16 Feb 2007)
    • CF26 Customer Trading (20 Oct 2003 to 16 Feb 2007)
    • CF21 Investment Adviser (20 Oct 2003 to 16 Feb 2007)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2003)
    • CF26 Customer Trading (1 Dec 2001 to 10 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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