Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Federated Hermes (UK) LLP
FRN 469674
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (3 Dec 2007 to 8 Dec 2019)
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- CF26 Customer Trading (6 Nov 2006 to 29 Jun 2007)
- CF27 Investment Management (10 Oct 2006 to 29 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.