Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (3 Dec 2007 to 8 Dec 2019)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF26 Customer Trading (6 Nov 2006 to 29 Jun 2007)
    • CF27 Investment Management (10 Oct 2006 to 29 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.